Compliance Officer/Paraplanner

  • Location

    Cardiff, Wales

  • Sector:

    Financial Planning, Financial Services, Wealth Management

  • Job type:


  • Salary:

    £25000 - £35000 per annum + Bonus and Benefits

  • Contact:

    Thomas Williams

  • Contact email:

  • Job ref:


  • Published:

    about 1 month ago

  • Expiry date:


  • Startdate:


  • Consultant:


A boutique IFA practice based in Cardiff have the unique requirement for a Compliance Officer/Paraplanner to join their team. This is a hybrid role where you will work very closely with one of the firms Directors, you will take over responsibility for some of the firms compliance procedures whilst also undertaking Paraplanning work.

This role would suit an individual who is looking for a varied position, you will be a vital part of the team and will have a genuine impact within the company. This role would suit a Paraplanner who has had some compliance exposure or a compliance officer that is looking for a new challenge. To be considered you should hold the Diploma in Financial Planning.

This is an excellent opportunity to join a growing firm that value their staff. You will be offered first class training and support, help with market exams and opportunities to progress. The client is also offering a competitive basic salary plus bonuses and good company benefits.