Our client, a National Financial Services Organisation are currently looking to recruit an experienced T&C Supervisor to assist the Compliance Director in the implementation and monitoring of the Training and Competence (T & C) scheme. You will be working for the Insurance side of the business and so candidates MUST have previous T&C supervisory experience working alongside Mortgage & Protection Advisers.

The business have offices across the UK but this role will involve travelling to meet the Advisers in the Midlands on a regular basis. The role is field based and Advisers will be based between Nottingham and Northampton.

Key duties and responsibilities will include:

To effectively deliver key elements of the published T&C framework, in line with the firm's culture, values and risk management approach
In collaboration with A&R Assurance, conduct competency assessments as and when required, in order to assist advisers in obtaining Competent Adviser Status
Responsibility for the delivery of key compliance issues that arise from regular KPI reviews
Responsibility for achieving and maintaining consistent good quality KPI outputs across the adviser force
To ensure that the firm's T&C records remain actively updated and record keeping is of a high-quality standard
To maintain personal adherence to the T&C supervisor T&C scheme, demonstrating consistently a positive supervisory risk rating
To support and deliver aspects of training and development as required including assisting with the delivery of consultant inductions in order to validate initial competency
To support advisers in developing their knowledge and skills and in the delivery of quality client outcomes
To work in collaboration with the Group's Risk department, to assess adviser competence and effect solutions to mitigate key compliance risks