T&C Supervisor - Home/Flexible Working

We are working with a boutique firm of Independent Financial Advisers who are seeking to recruit a T&C Supervisor. The business is well established and have been growing at a steady rate, they have ambitious growth plans for the next few years and long-term future.

The role will work closely with the Compliance Manager, duties include:

  • Support the Line Management of Financial Planners across the business to deliver the T&C requirements as defined by the FCA and the company.
  • Delivery of training material.
  • You will ensure that internal policies and procedures are adhered to and FCA regulatory requirements are met across the Group.

The role can be based from home and will require travel to the Newbury offices from time to time so you will need to be within a commutable distance.

To be considered you must:

  • Have experience within a similar type role and a good understanding of FCA Principles and Rules.
  • Be Diploma Level 4 qualified
  • Be comfortable with travel to offices as and when required

The client is offering a basic salary to £45,000 + bonus and good company benefits. This is a great opportunity to join a well-known, growing Financial Planning organisation where you can have a long term career, there is also scope to further your career within the team.