Paraplanner/Compliance Manager

  • Location

    Nantgarw, Rhondda Cynon Taff

  • Sector:

    Financial Services, Financial Planning

  • Job type:


  • Salary:

    £35000 - £45000 per annum + Bonus + Benefits

  • Contact:

    Thomas Williams

  • Contact email:

  • Job ref:


  • Published:

    about 2 years ago

  • Expiry date:


  • Startdate:


  • Consultant:


We are working with a growing Independent Financial Planning practice based on the outskirts of Cardiff to recruit a Paraplanner/Compliance Manager. The company are well known in the market and are well established, they are fully independent and provide holistic financial planning advice to clients across Wales and the South West.

They are now seeking to recruit a Paraplanner/Compliance Manager to provide support to the firms Directors and Senior Financial Planners. The majority of the role will focus on Paraplanning, supporting the Directors/IFA with advice, the rest of the time will be spent undertaking compliance responsibilities. In the compliance role you will be required to ensure the advice given by the advisers is complaint and in line with FCA regulations and ensure the company remains compliant as a whole.

The firm are looking to recruit someone that is Diploma qualified that has at least three years Financial Planning/Wealth Management experience. You should have experience working as a Paraplanner and will ideally have some compliance experience (although not essential).

The client is offering an excellent basic salary to £45,000 + bonus and company benefits including 8% pension and PMI.