Compliance Supervisor

  • Location

    Salford, Greater Manchester

  • Sector:

    Financial Planning

  • Job type:

    Permanent

  • Salary:

    £30000 - £40000 per annum + plus Bonus and Benefits

  • Contact:

    David Everingham

  • Contact email:

    deveringham@mbfitzgerald.co.uk

  • Job ref:

    BBBH2606_1601644558

  • Published:

    7 months ago

  • Expiry date:

    2020-11-01

  • Consultant:

    #

Compliance Supervisor - Salford - Leading Financial Services organisation - Salary negotiable up to £40K plus Benefits

MB Fitzgerald recruitment are currently working with a leading North-West based Financial Services Organisation who specialise in providing Financial Planning, Investment Management & Expert Witness services to their clients. They have a growing client base, sourced mainly through their extensive connections in the legal sector.

Their current vacancy is for a Compliance Supervisor, working alongside the Compliance Manager and Group Director of Compliance. They are looking for a Level 4 Diploma qualified candidate with experience of file checking and complaint handling, among other things, within a financial services environment (ideally an IFA environment)

The main purpose of this role is to provide compliance support across the group ensuring robust and commercial adherence to governance bodies and regulators. You will use your knowledge of the UK regulatory framework and understanding of regulatory risks to ensure that the company and it's Advisers uphold the highest standards.

This is an excellent opportunity to work for one of the North-West's leading Financial Services organisations, offering plenty of opportunities for progression within the group. Salary is negotiable up to £40,000 plus company benefits