Compliance Supervisor

  • Location

    Yeovil, Somerset

  • Sector:

    Financial Services, Financial Planning , Wealth Management

  • Job type:

    Permanent

  • Salary:

    £30000 - £40000 per annum + Bonus & Benefits

  • Contact:

    Thomas Williams

  • Contact email:

    twilliams@mbfitzgerald.co.uk

  • Job ref:

    BBBH2621_1602591336

  • Published:

    about 1 month ago

  • Expiry date:

    2020-11-12

  • Startdate:

    ASAP

  • Consultant:

    #

A Chartered Financial Planning practice with a strong presence across the South West of England is currently in the market to recruit a Compliance Supervisor to join their team. Working closely with the Compliance Director your role will be to provide compliance and regulatory support ensuring the firms advisers provide advice in accordance with regulatory standards and to ensure the firms clients receive the highest level of service/advice.

You will need to have strong interpersonal skills as you will be required to establish relationships with firms Financial Advisers, Paraplanners etc. The client is looking to recruit an individual who has experience within a similar position, ideally Diploma qualified although those who are working towards will also be considered.

The client has an excellent reputation and are able to offer a stable working environment, you will be supported for market exams and there will be opportunities to progress.