Compliance Manager

  • Location

    Henley-On-Thames, Oxfordshire

  • Sector:

    Financial Services, Financial Planning , Wealth Management

  • Job type:


  • Salary:

    £50000 - £80000 per annum + bonus and benefits

  • Contact:

    Thomas Williams

  • Contact email:

  • Job ref:


  • Published:

    over 1 year ago

  • Expiry date:


  • Startdate:


  • Consultant:


We are working with a growing and fully Independent Financial Planning practice based in Oxfordshire to recruit an experienced Compliance Manager. The company are Chartered and have their own in house DFM, they have won multiple awards and are very well known in the industry.

They are now in the market to recruit a Compliance Manager to join their team, the majority of the role will be focussed on compliance working with the firms Directors to ensure the firm remains compliant at all times. You will also be involved with ops from time to time and oversight of the Paraplanning team.

The client is seeking to recruit an individual that is either working as a Compliance Manager or similar, they will also consider someone that is working in a Senior Ops/Management role (as long as they are suitability qualified and have a strong understanding of the market).

This is an excellent opportunity to join a well known, respected practice where you can have a long term career. You will be supported for all market exams and will have the opportunity to further progress within the business. It's a unique opportunity to join a company that offer full flexibility to their staff.

The business is offering a basic salary up to £80,000 + bonus and company benefits.