MB Fitzgerald is currently working with one of the UK's fastest growing Fintech led Wealth Management organisations to recruit for a Compliance Manager to join their team.
Our client is at the forefront of technology led financial advice and offer their UHNW clientele a whole new way of receiving their wealth planning.
They currently seek to recruit for a Compliance Manager to join the team, to oversee a team of Financial Planners. As a Fintech led business, they require an individual with either an interest in Fintech, or ideally somebody who has previously worked within the space so that they can easily apply to the FCA for new permissions as and when required.
You should have a sound knowledge of compliance monitoring and T&C skills, with file checking and complaint handing.
Candidates will be qualified to Diploma level as a minimum, however, holders of the Chartered financial planning status would be preferred.
On offer is a package of up to £70,000 base salary, plus bonus & benefits