Compliance Associate

  • Location


  • Sector:

    Financial Planning

  • Job type:


  • Salary:

    £27000 - £35000 per annum + plus Benefits, Bonus, negotiable

  • Contact:

    David Everingham

  • Contact email:

  • Job ref:


  • Published:

    26 days ago

  • Expiry date:


  • Consultant:

    David Everingham

Compliance Associate - Financial Advice - Pension Transfers - Sale - Salary to £35,000 plus Benefits

MB Fitzgerald Recruitment are currently working with a Manchester based financial services business who specialise in providing whole of market Pension Transfer Advice. They are one of the fastest growing businesses of it's type in the North-West and as such, would like to hire a Compliance Associate to work alongside their Compliance Manager.

The role will involve:

  • Regulatory 'Horizon' Scanning
  • Assisting with Compliance Monitoring
  • Assisting with development and maintenance of regulatory frameworks
  • File reviews
  • Assisting with External Audits
  • Quality Assurance checks

You will ideally have a compliance background, preferably with experience of file reviewing including Defined Benefit Pensions or Wealth Management. You will be looking to take your next step into a generalist Compliance Role and will have passed the Level 4 Diploma or are currently studying towards this.

This is an excellent opportunity to gain more responsibility working closely with an experienced Compliance Manager. As the business continues to grow, there will be further opportunities for progression.

On offer is a salary of up to £35,000 plus company benefits including pension, PMI, study support and a discretionary bonus.