Compliance Assistant - 12 month FTC

  • Location

    City of London, London

  • Sector:

    General Insurance

  • Job type:


  • Salary:

    £30000.00 - £35000.00 per annum

  • Contact:

    Teri Mortier

  • Contact email:

  • Job ref:


  • Published:

    4 months ago

  • Expiry date:


  • Consultant:


Role: Compliance Assistant - Insurance - 12 month FTC

  • The Compliance Assistant will be responsible for monitoring and creating compliance reports
  • The Compliance Assistant will be required to investigate compliance risks and issues and provide feedback as necessary
  • Assist in the resolution of complaints
  • Respond to queries from the business including licences, sanctions TOBA's etc
  • Ability to do a GAP analysis of policies and procedures in light of regulatory changes
  • General assistance in the drafting of policies, procedures and guidelines
  • Reviewing of TOBAs and providing feedback as necessary
  • Provide assistance with the Approved Persons Applications
  • Provide support with Regulatory reporting including maintaining the business timetable
  • Provide assistance on compliance projects including Lloyds Minimum Standards implementation and integration of solvency II requirements on existing policies
  • Provide assistance with the preparation of the Company Committee meeting information and Company Board packs
  • Take minutes for various Committee meetings held within the Company and ensure that these are typed up, checked and circulated to the relevant parties in a timely manner
  • Co-ordinate with other team members on projects to meet overall project portfolio deliverables as required.

Experience Required:

  • Ideally 2 plus years compliance experience
  • Good compliance regulatory or legal knowledge
  • Good knowledge of Insurance ideally in a Lloyd's syndicate environment