Compliance & Risk Manager

  • Location

    Birmingham, West Midlands

  • Sector:

    Financial Planning

  • Job type:


  • Salary:

    £45000 - £60000 per annum + Bonus and Benefits, negotiable

  • Contact:

    David Everingham

  • Contact email:

  • Job ref:


  • Published:

    over 1 year ago

  • Expiry date:


  • Consultant:


MB Fitzgerald are currently working with a leading National firm of Financial Planners to recruit for a Compliance & Risk Manager to work from their Birmingham office.

This senior management level opportunity will be to lead a small Risk Team, ensuring that all advice provided by the business is compliant. The team is also responsible for keeping up to date with the latest changes in regulations and making sure that all adviser's and technical staff within the company are aware of these. The overall goal is to make sure that the business and it's clients are protected.

This is an opportunity for an experienced Compliance professional to head up the compliance team of a well established IFA business with a national presence. The ideal candidate will have previous experience of managing a compliance team in an IFA environment although the client will also consider a highly knowledgable and experienced candidate who is looking to take a step up.

Candidates must be Diploma qualified as a minimum although you will ideally be Chartered or studying towards this. You must have a high level technical knowledge of compliance with regards to pensions, investments, protection etc and experience working with Employee Benefits compliance will give you an advantage.

On offer is a generous salary/ benefits package as well as the opportunity to further your career in a leading National IFA practice.