Compliance & Operations Manager

A Chartered Financial Planning organisation with multiple offices across the South West currently have the requirement for a Compliance & Operations Manager to join their team. The business has an excellent reputation and this role will be working out of their largest office in Exeter.

The role will have responsibility for day to day supervision/management for the firms non advising team consisting of Paraplanners, Administrators etc. This will involve training and coaching, holding back office team meetings, review the firms processes and procedures etc.

To be considered you MUST have experience within a Financial Planning/Wealth Management environment and will have worked within a similar role. You must be confirmable leading a team ideally within a compliance capacity. You will need to be Diploma qualified as a minimum.

The client is offering a competitive basic salary plus bonus and good company benefits. Most importantly they can offer a stable working environment with low staff turn over and the opportunity to have a genuine impact within the company.